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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-08 |
Branch Locations
2429 W. Coast Highway Suite 207, Newport Beach, CA 92663 • United States
Los Alamos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Newport Beach | CA | 09/2023 | Present |
| Unemployed | Santa Barbara | CA | 02/2023 | 09/2023 |
| Forte Labs | Santa Barbara | CA | 05/2022 | 02/2023 |
| Snapwire Media Inc. | Santa Barbara | CA | 08/2015 | 05/2022 |
| Dewane Investment Strategies | Newport Beach | CA | 09/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Newport Beach | CA | 12/2023 | Present |
(1)Name of Business: Dewane Investment Strategies Address: 2429 W Coast Hwy Ste 207, Newport Beach, CA, 92663-4745, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Adviser (1)Name of Business: Dewane Investment Strategies Address: 2429 W Coast Hwy Ste 207, Newport Beach, CA, 92663-4745, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Adviser
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-29 |
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