Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-08
  • CA RA
    APPROVED
    Since 2024-01-08

Branch Locations

2429 W. Coast Highway Suite 207, Newport Beach, CA 92663 • United States

Los Alamos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Newport Beach CA 09/2023 Present
Unemployed Santa Barbara CA 02/2023 09/2023
Forte Labs Santa Barbara CA 05/2022 02/2023
Snapwire Media Inc. Santa Barbara CA 08/2015 05/2022
Dewane Investment Strategies Newport Beach CA 09/2023 Present
Raymond James Financial Services Advisors, Inc Newport Beach CA 12/2023 Present
  • 09/2023 → Present
    Raymond James Financial Services, Inc.
    Newport Beach, CA
  • 02/2023 → 09/2023
    Unemployed
    Santa Barbara, CA
  • 05/2022 → 02/2023
    Forte Labs
    Santa Barbara, CA
  • 08/2015 → 05/2022
    Snapwire Media Inc.
    Santa Barbara, CA
  • 09/2023 → Present
    Dewane Investment Strategies
    Newport Beach, CA
  • 12/2023 → Present
    Newport Beach, CA
Other Businesses

(1)Name of Business: Dewane Investment Strategies Address: 2429 W Coast Hwy Ste 207, Newport Beach, CA, 92663-4745, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Adviser (1)Name of Business: Dewane Investment Strategies Address: 2429 W Coast Hwy Ste 207, Newport Beach, CA, 92663-4745, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Adviser

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-29
  • S66 Uniform Combined State Law Examination
    2023-11-29
Other Names
  • Ryan Dewane

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Newport Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor