Best Investors Account Sign in

Hannah Kay Oliver

Ubs Financial Services Inc.

Lincoln, NE

CRD 7805865

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-09-03
  • NE RA
    APPROVED
    Since 2024-09-03

Branch Locations

8415 Maddox Drive Suite 101, Lincoln, NE 68520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Lincoln NE 09/2023 Present
Crescent Electric Supply Company Lee's Summit MO 03/2023 09/2023
Crescent Electric Supply Company Lincoln NE 11/2022 03/2023
Turpin Meadow Ranch Moran WY 06/2022 10/2022
West Gate Bank Lincoln NE 02/2019 05/2022
Super Target Lincoln NE 11/2016 02/2019
Norris High School Firth NE 08/2013 05/2017
  • 09/2023 → Present
    Ubs Financial Services, Inc
    Lincoln, NE
  • 03/2023 → 09/2023
    Crescent Electric Supply Company
    Lee's Summit, MO
  • 11/2022 → 03/2023
    Crescent Electric Supply Company
    Lincoln, NE
  • 06/2022 → 10/2022
    Turpin Meadow Ranch
    Moran, WY
  • 02/2019 → 05/2022
    West Gate Bank
    Lincoln, NE
  • 11/2016 → 02/2019
    Super Target
    Lincoln, NE
  • 08/2013 → 05/2017
    Norris High School
    Firth, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-31
  • S66 Uniform Combined State Law Examination
    2024-08-31
Other Names
  • Hannah Kay Gutzmer
  • Hannah Kay Kay Oliver

View on SEC IAPD

Nearby Firms

AMERITAS ADVISORY SERVICES, LLC
AMERITAS INVESTMENT PARTNERS, INC.
LPL FINANCIAL LLC

Nearby Investors

LINDA D THRAEN
THERESA JEAN OCHS
JULIE ANN SCHADT

Nearby Offices

AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
LPL FINANCIAL LLC · LINCOLN, NE

More in Lincoln, NE

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor