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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-04 |
Branch Locations
1125 N Simpson Dr, Ste H, Warrensburg, MO 64093 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Independence, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Services | Fort Worth | TX | 09/2023 | 02/2024 |
| Missouri Air National Guard (Full Time) | Whiteman Afb | MO | 02/2014 | Present |
| First Command Brokerage Services | Fort Worth | TX | 02/2024 | Present |
| First Command Advisory Services | Fort Worth | TX | 02/2024 | Present |
| First Command Insurance Services | Fort Worth | TX | 02/2024 | Present |
(1) Finish Line Contracting, LLC; Is not investment related; Owner of a Contracting business that employs sub-contractors; ran out of my home at 1606 S Osage St. Independence MO, 64055; Spend roughly 10 hours a week on the business, none during trading hours; founded the company April of 2022; my role is to find jobs, pay sub-contractors and schedule sub-contractors. Brockway Rentals, LLC; Is not investment related; Owner of 3 rental properties; ran out of my home at 1606 S Osage St, Independence MO, 64055; Spend 1 hours a week ensuring that properties are maintain, mortgages are paid, and rent is collected, rarely during trading hours; incorporated in April 2022. (2) Name of the other business: Chris Brockway Racing Whether the business is investment-related: No Address of the other business: 1606 S Osage St. Independence MO 64055 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner/Driver The start date of your relationship: Dec 01, 2004 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I own and operate my own race team. It doesn't turn a profit most years, along with a volunteer crew, we maintain my race car or cars and compete regionally for small cash prizes in and around Missouri and Kansas.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-18 |
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