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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-11-13
  • LA RA
    APPROVED
    Since 2025-11-13

Branch Locations

1900 North 18Th Street Suite 413, Monroe, LA 71201 • United States

1900 North 18Th Street Suite 801, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Life And Retirement Solutions Monroe LA 08/2023 11/2024
Unemployed Calhoun LA 04/2023 08/2023
Ouachita Valley Fcu West Monroe LA 02/2018 04/2023
Gary Thomas Cpa West Monroe LA 01/2021 02/2022
Chick-Fil-A West Monroe LA 11/2019 01/2021
Unemployed Calhoun LA 01/2015 11/2019
Lpl Enterprise Monroe LA 11/2024 Present
  • 08/2023 → 11/2024
    Delta Life And Retirement Solutions
    Monroe, LA
  • 04/2023 → 08/2023
    Unemployed
    Calhoun, LA
  • 02/2018 → 04/2023
    Ouachita Valley Fcu
    West Monroe, LA
  • 01/2021 → 02/2022
    Gary Thomas Cpa
    West Monroe, LA
  • 11/2019 → 01/2021
    Chick-Fil-A
    West Monroe, LA
  • 01/2015 → 11/2019
    Unemployed
    Calhoun, LA
  • 11/2024 → Present
    Lpl Enterprise
    Monroe, LA
Other Businesses

1. 03/14/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Calhoun, LA - Start Date 03/14/2025 - 160Hrs/MTH 2. 03/14/2025 - N/A - Non-variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Calhoun, LA - Start Date 03/14/2025 - 160Hrs/MTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-12
  • S66 Uniform Combined State Law Examination
    2025-11-12

View on SEC IAPD

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