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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-11
TX RA APPROVED 2025-10-11
  • NC RA
    APPROVED
    Since 2025-10-11
  • TX RA
    APPROVED
    Since 2025-10-11

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber Eats San Francisco CA 02/2020 08/2020
The Posse East Austin TX 08/2023 10/2023
Bent Tree Country Club Dallas TX 05/2019 08/2019
Big Tx Wellness Plano TX 05/2021 08/2021
Delta Delta Delta Fayetteville AR 08/2020 05/2022
Jcc Dallas Dallas TX 08/2016 05/2019
Stevens Transport Dallas TX 05/2022 08/2022
Canyon Creek Country Club Richardson TX 05/2018 08/2018
Full Time Education Fayetteville AR 08/2022 08/2023
Full Time Education Fayetteville AR 08/2021 05/2022
Full Time Education Fayetteville AR 08/2019 02/2020
Full Time Education Richardson TX 08/2018 05/2019
Charles Schwab & Co., Inc. Austin TX 11/2023 08/2025
Ubs Financial Services, Inc Dallas TX 09/2025 Present
  • 02/2020 → 08/2020
    Uber Eats
    San Francisco, CA
  • 08/2023 → 10/2023
    The Posse East
    Austin, TX
  • 05/2019 → 08/2019
    Bent Tree Country Club
    Dallas, TX
  • 05/2021 → 08/2021
    Big Tx Wellness
    Plano, TX
  • 08/2020 → 05/2022
    Delta Delta Delta
    Fayetteville, AR
  • 08/2016 → 05/2019
    Jcc Dallas
    Dallas, TX
  • 05/2022 → 08/2022
    Stevens Transport
    Dallas, TX
  • 05/2018 → 08/2018
    Canyon Creek Country Club
    Richardson, TX
  • 08/2022 → 08/2023
    Full Time Education
    Fayetteville, AR
  • 08/2021 → 05/2022
    Full Time Education
    Fayetteville, AR
  • 08/2019 → 02/2020
    Full Time Education
    Fayetteville, AR
  • 08/2018 → 05/2019
    Full Time Education
    Richardson, TX
  • 11/2023 → 08/2025
    Charles Schwab & Co., Inc.
    Austin, TX
  • 09/2025 → Present
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-11
S63 Uniform Securities Agent State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2025-10-11
  • S63 Uniform Securities Agent State Law Examination
    2024-03-15

View on SEC IAPD

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