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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-15
  • NC RA
    APPROVED
    Since 2025-02-15

Branch Locations

Raleigh, NC • United States

113 S Water Street, Elizabeth City, NC 27909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Elizabeth City NC 08/2024 Present
Transamerica Denver CO 09/2023 06/2024
University Of North Carolina At Wilmington Wilmington NC 08/2019 07/2023
Chowan County Schools Edenton NC 09/2014 06/2019
  • 08/2024 → Present
    Elizabeth City, NC
  • 09/2023 → 06/2024
    Transamerica
    Denver, CO
  • 08/2019 → 07/2023
    University Of North Carolina At Wilmington
    Wilmington, NC
  • 09/2014 → 06/2019
    Chowan County Schools
    Edenton, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-14
  • S66 Uniform Combined State Law Examination
    2025-02-14
Other Names
  • William Alfred Whichard
  • William Whichard

View on SEC IAPD

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