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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26

Branch Locations

2245 W University Dr Ste 4-J, Tempe, AZ 85281 • United States

3 Hangar Way Suite B, Watsonville, CA 95076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Watsonville CA 07/2020 Present
Pfs Investments Inc. Watsonville CA 09/2023 Present
Unemployed San Jose CA 06/2023 09/2023
Santa Clara University Santa Clara CA 09/2022 06/2023
Andersen San Francisco CA 06/2022 08/2022
Santa Clara University Santa Clara CA 09/2021 06/2022
Pizza Antica San Jose CA 07/2021 12/2021
Santa Clara University Santa Clara CA 09/2020 06/2021
Santa Clara University Santa Clara CA 09/2019 06/2020
Santa Clara University Santa Clara CA 07/2019 02/2020
Bellarmine College Preparatory San Jose CA 08/2018 05/2019
Bellarmine College Preparatory San Jose CA 08/2017 05/2018
Bellarmine College Preparatory San Jose CA 08/2016 05/2017
  • 07/2020 → Present
    Primerica Financial Services
    Watsonville, CA
  • 09/2023 → Present
    Watsonville, CA
  • 06/2023 → 09/2023
    Unemployed
    San Jose, CA
  • 09/2022 → 06/2023
    Santa Clara University
    Santa Clara, CA
  • 06/2022 → 08/2022
    Andersen
    San Francisco, CA
  • 09/2021 → 06/2022
    Santa Clara University
    Santa Clara, CA
  • 07/2021 → 12/2021
    Pizza Antica
    San Jose, CA
  • 09/2020 → 06/2021
    Santa Clara University
    Santa Clara, CA
  • 09/2019 → 06/2020
    Santa Clara University
    Santa Clara, CA
  • 07/2019 → 02/2020
    Santa Clara University
    Santa Clara, CA
  • 08/2018 → 05/2019
    Bellarmine College Preparatory
    San Jose, CA
  • 08/2017 → 05/2018
    Bellarmine College Preparatory
    San Jose, CA
  • 08/2016 → 05/2017
    Bellarmine College Preparatory
    San Jose, CA
Previous Registrations
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-27
S63 Uniform Securities Agent State Law Examination 2023-10-09
  • S65 Uniform Investment Adviser Law Examination
    2024-02-27
  • S63 Uniform Securities Agent State Law Examination
    2023-10-09

View on SEC IAPD

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