Inactive

Ngoc Thuy Vy Nguyen

Private Advisory

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Current Employers

Private Advisory

16880 Ne 79Th Street, Redmond, WA 98052 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-09-06

WA RA
APPROVED

Since 2023-09-06

Branch Locations

16880 Ne 79Th Street, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Private Advisory Group Llc	Redmond	WA	01/2022	Present
Gslabs	Bellevue	WA	08/2021	01/2022
Emirate	Dubai		09/2014	12/2020
Unemployed	Bellevue	WA	12/2020	08/2021

01/2022 → Present

Private Advisory Group Llc

Redmond, WA
08/2021 → 01/2022

Gslabs

Bellevue, WA
09/2014 → 12/2020

Emirate

Dubai
12/2020 → 08/2021

Unemployed

Bellevue, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-08-25

S65 Uniform Investment Adviser Law Examination

2023-08-25

View on SEC IAPD

Other Firms

SUNRISE PLANNING & ADVISORY LLC

FIREBRAND WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

KEY INVESTMENT SERVICES LLC

TRUVISTA ADVISORS LLC

OSAIC WEALTH, INC.

Other Investors

RICHARD LLOYD MILLER

AMY BARBARA BARNES

SUZANNE FLOY BOTTOMS

Stephanie Huynh

John William Misner

Daryn J Debelak

GREGORY MILAN WASICK

Adam S. Hutchison

Other Offices

SUNRISE PLANNING & ADVISORY LLC · REDMOND, WA

FIREBRAND WEALTH MANAGEMENT, LLC · REDMOND, WA

EDWARD JONES · REDMOND, WA

J.P. MORGAN SECURITIES LLC · REDMOND, WA

STATE FARM INVESTMENT MANAGEMENT CORP. · Redmond, WA

KEY INVESTMENT SERVICES LLC · Redmond, WA

TRUVISTA ADVISORS LLC · REDMOND, WA

EDWARD JONES · REDMOND, WA

More in Redmond, WA

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