Best Investors Account Sign in

John Steiger

LPl Enterprise, LLC

Vernon, CT

Shelton, CT

CRD 7804288

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14

Branch Locations

Vernon, CT • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Glastonbury CT 07/2023 11/2024
E.A. Quinn Landscape Contracting Inc Glastonbury CT 01/2019 03/2023
University Of Connecticut Storrs CT 08/2019 05/2023
Highland Park Market Glastonbury CT 03/2018 06/2018
Instacart San Francisco CA 05/2020 12/2020
Instacart San Francisco CA 07/2023 Present
Unemployed Glastonbury CT 09/2013 03/2018
Chick-Fil-A Glastonbury CT 07/2018 12/2018
Glastonbury High School Glastonbury CT 08/2014 06/2019
The Prudential Insurance Company Of America Glastonbury CT 01/2024 Present
Lpl Enterprise, Llc Glastonbury CT 11/2024 Present
  • 07/2023 → 11/2024
    Pruco Securities Llc
    Glastonbury, CT
  • 01/2019 → 03/2023
    E.A. Quinn Landscape Contracting Inc
    Glastonbury, CT
  • 08/2019 → 05/2023
    University Of Connecticut
    Storrs, CT
  • 03/2018 → 06/2018
    Highland Park Market
    Glastonbury, CT
  • 05/2020 → 12/2020
    Instacart
    San Francisco, CA
  • 07/2023 → Present
    Instacart
    San Francisco, CA
  • 09/2013 → 03/2018
    Unemployed
    Glastonbury, CT
  • 07/2018 → 12/2018
    Chick-Fil-A
    Glastonbury, CT
  • 08/2014 → 06/2019
    Glastonbury High School
    Glastonbury, CT
  • 01/2024 → Present
    The Prudential Insurance Company Of America
    Glastonbury, CT
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08
Other Names
  • Jack Steiger

View on SEC IAPD

More in Vernon, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor