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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-04
  • CA RA
    APPROVED
    Since 2025-04-04

Branch Locations

Los Angeles, CA • United States

Los Angeles, CA • United States

3490 California Street Suite 201, San Francisco, CA 94118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2023 04/2025
Unemployed Los Angeles CA 05/2023 08/2023
Loyola Marymount University Los Angeles CA 08/2019 05/2023
Berkeley Country Club El Cerrito CA 08/2018 08/2019
Raxakoul Coffee & Cheese Kensington CA 08/2017 08/2018
El Cerrito High School El Cerrito CA 08/2015 08/2019
Commonwealth Financial Network San Diego CA 04/2025 10/2025
Aegis Consulting Los Angeles CA 04/2025 10/2025
Commonwealth Financial Network Waltham MA 10/2025 Present
Aegis Consulting Los Angeles CA 10/2025 Present
  • 08/2023 → 04/2025
    New York, NY
  • 05/2023 → 08/2023
    Unemployed
    Los Angeles, CA
  • 08/2019 → 05/2023
    Loyola Marymount University
    Los Angeles, CA
  • 08/2018 → 08/2019
    Berkeley Country Club
    El Cerrito, CA
  • 08/2017 → 08/2018
    Raxakoul Coffee & Cheese
    Kensington, CA
  • 08/2015 → 08/2019
    El Cerrito High School
    El Cerrito, CA
  • 04/2025 → 10/2025
    San Diego, CA
  • 04/2025 → 10/2025
    Aegis Consulting
    Los Angeles, CA
  • 10/2025 → Present
    Waltham, MA
  • 10/2025 → Present
    Aegis Consulting
    Los Angeles, CA
Previous Registrations
Other Businesses

Fixed insurance sales; Located at 3490 California Street, Suite 201, San Francisco, CA 94118, as of 06/13/2025; 15% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25
Other Names
  • Nicolas L. Kirsch
  • Nick Kirsch
  • Nicolas Kirsch

View on SEC IAPD

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