Nathan Robert Truax

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 04/2024
  Lincoln Financial Advisors
  Irvine, CA
• 04/2024 → 07/2024
  Ccg Wealth Management Llc
  San Diego, CA
• 09/2024 → Present
  D.A. Davidson & Co.
  Newport Beach, CA
• 10/2025 → Present
  Osaic Wealth, Inc
  Riverside, CA

Previous Registrations

• 2024-09-04 → 2025-09-02
  D.A. Davidson & Co.
  Carlsbad, CA
  Newport Beach, CA
• 2024-04-23 → 2024-07-26
  Centura Wealth Advisory
  San Diego, CA
• 2011-10-24 → 2024-04-23
  Osaic Fa, Inc.
  Irvine, CA
  Irvine, CA
  Las Vegas, NV
  La Jolla, CA

Other Businesses

1. NATHAN TRUAX POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/1999 ADDRESS: 18400 Von Karman Suite 450, Irvine CA 92612, United States DESCRIPTION: fixed insurance (annuities and life) 2. CCG PROFESSIONAL NETWORK POSITION: Faciltator NATURE: Not a business. just a study group. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/17/2026 ADDRESS: 100 Pacifica Suite 350, Irvine CA 92618, United States DESCRIPTION: Its nothing more than a study group. A professional gathering of leadership professionals who are in between jobs. We host these study groups, help organize, facilitate and bring in featured speakers/resources.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-18
• S63 Uniform Securities Agent State Law Examination
  2006-04-07
• S65 Uniform Investment Adviser Law Examination
  1999-05-17