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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-14 |
| TX | RA | APPROVED | 2026-04-14 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 05/2024 | 01/2026 |
| Big 5 Sporting Goods | San Jose | CA | 09/2020 | 01/2021 |
| Orange Theory Fitness | San Jose | CA | 12/2021 | 03/2022 |
| Locale | San Jose | CA | 04/2022 | 12/2023 |
| Northwestern Mutual | San Jose | CA | 04/2023 | 08/2023 |
| Peninsula Equity Capital | Burlingame | CA | 01/2024 | 05/2024 |
| Grade School (Student) | San Jose | CA | 01/2014 | 08/2019 |
| University (Foothill College And San Jose State University) | San Jose | CA | 09/2019 | 05/2024 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-02 |
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