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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-14
TX RA APPROVED 2026-04-14
  • CA RA
    APPROVED
    Since 2026-04-14
  • TX RA
    APPROVED
    Since 2026-04-14

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 05/2024 01/2026
Big 5 Sporting Goods San Jose CA 09/2020 01/2021
Orange Theory Fitness San Jose CA 12/2021 03/2022
Locale San Jose CA 04/2022 12/2023
Northwestern Mutual San Jose CA 04/2023 08/2023
Peninsula Equity Capital Burlingame CA 01/2024 05/2024
Grade School (Student) San Jose CA 01/2014 08/2019
University (Foothill College And San Jose State University) San Jose CA 09/2019 05/2024
Wells Fargo Clearing Services, Llc San Jose CA 04/2026 Present
  • 05/2024 → 01/2026
    Walnut Creek, CA
  • 09/2020 → 01/2021
    Big 5 Sporting Goods
    San Jose, CA
  • 12/2021 → 03/2022
    Orange Theory Fitness
    San Jose, CA
  • 04/2022 → 12/2023
    Locale
    San Jose, CA
  • 04/2023 → 08/2023
    Northwestern Mutual
    San Jose, CA
  • 01/2024 → 05/2024
    Peninsula Equity Capital
    Burlingame, CA
  • 01/2014 → 08/2019
    Grade School (Student)
    San Jose, CA
  • 09/2019 → 05/2024
    University (Foothill College And San Jose State University)
    San Jose, CA
  • 04/2026 → Present
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-02
  • S66 Uniform Combined State Law Examination
    2024-07-02
Other Names
  • Daniel Tyler Gregg

View on SEC IAPD

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