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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-03 |
Branch Locations
14180 North Dallas Pkwy Suite 425, Dallas, TX 75254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dallas | TX | 06/2026 | Present |
| Spectrum Financial Group | Dallas | TX | 04/2021 | 12/2022 |
| Equitable Advisors Llc | Dallas | TX | 08/2023 | 05/2024 |
| Baylor University | Waco | TX | 08/2019 | 05/2023 |
| Omni Hotels & Resorts | Irving | TX | 05/2022 | 08/2022 |
| Zizi Ramen & Sushi | Dallas | TX | 01/2019 | 12/2019 |
| Flower Mound High School | Flower Mound | TX | 08/2015 | 05/2019 |
| Mml Investors Services, Llc | Dallas | TX | 05/2024 | 06/2026 |
| Massmutual Life Insurance Co | Dallas | TX | 05/2024 | 06/2026 |
| Massmutual Life Insurance Co | Dallas | TX | 08/2021 | 08/2023 |
1. 05/2026 - Farmers Insurance - Property and Casualty - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Lewisville, TX, 75067 – OBA Start Date: 05/25/2023 2. 05/2026 - Spectrum Wealth Strategies LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Dallas, TX, 75240 – OBA Start Date: 6/3/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-10 |
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