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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-31
  • CA RA
    APPROVED
    Since 2025-10-31

Branch Locations

Rancho Cucamonga, CA • United States

3401 Centre Lake Drive Suite 670, Ontario, CA 91761-1207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Upland CA 09/2023 Present
Newnewfoods Upland CA 03/2021 09/2023
Uc San Diego La Jolla CA 07/2019 09/2020
Manuel Alarcon Trucking Fontana CA 09/2020 03/2021
Uc San Diego La Jolla CA 06/2017 06/2020
Bloomington Highschool Bloomington CA 06/2014 05/2017
  • 09/2023 → Present
    Upland, CA
  • 03/2021 → 09/2023
    Newnewfoods
    Upland, CA
  • 07/2019 → 09/2020
    Uc San Diego
    La Jolla, CA
  • 09/2020 → 03/2021
    Manuel Alarcon Trucking
    Fontana, CA
  • 06/2017 → 06/2020
    Uc San Diego
    La Jolla, CA
  • 06/2014 → 05/2017
    Bloomington Highschool
    Bloomington, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
  • S66 Uniform Combined State Law Examination
    2025-10-28
Other Names
  • Paulina K Becerragonzalez

View on SEC IAPD

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