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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2024-09-03 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Baltimore | MD | 10/2023 | 05/2024 |
| Loyola University | Baltimore | MD | 09/2019 | 05/2023 |
| N/A | Timonium | MD | 05/2023 | 10/2023 |
| N/A | Timonium | MD | 09/2010 | 09/2019 |
| Rbc Capital Markets, Llc | Hunt Valley | MD | 09/2024 | Present |
| Unemployed | Timonium | MD | 05/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-11 |
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