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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-18 |
Branch Locations
535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States
North Hollywood, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Glendale | CA | 08/2023 | Present |
| Kmpg Llp | Los Angeles | CA | 04/2022 | 09/2023 |
| E&Y Llp | Los Angeles | CA | 03/2007 | 04/2022 |
Real Estate Ownership; Single Family; 5954 Castle Terrance Drive, , Central Point, OR, 97502; Not Investment-Related; 06/01/2022 / Single Family; 4060 Electric Avenue, , San Bernardino , CA, 92407; Not Investment-Related; 09/01/2023. Outside Employment; Insperity PEO Services L.P.; Employee; Insperity PEO services is used by Franchise Advisors for employment compensation.; 19001 Crescent Springs Drive, , Kingwood, TX, 77339; Investment-Related; 03/21/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-17 |
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