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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-03 |
Branch Locations
158 Milestone Way, Greenville, SC 29615 • United States
13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Excel | Topeka | KS | 07/2013 | 10/2024 |
| Ae Wealth Management, Llc | Topeka | KS | 12/2023 | 10/2024 |
| Phillip Allen, Inc. | Greenville | SC | 10/2024 | Present |
| Madison Avenue Securities | San Diego | CA | 10/2024 | Present |
1.) Name: Phillip Allen Inc.; Address: 158 Milestone Way, Greenville, SC 29615; Investment Related: Yes; Position: Executive VP & COO; Duties: Lead of all teams - Sales, Marketing, and Operations; Hours Per Week: 50 Hours; Start Date: 10/1/2024; 2.) Name: Advisors Excel; Address: 2950 SW McClure, Topeka KS 66614; Investment Related: No; Position: Passive Investor; Duties: Passive Investor only; Hours Per Week: None; Start Date: 07/2018; 3.) Name: Common Sense Retirement Planning; Investment Related: No; Address: 158 Milestone Way, Greenville, SC 29615; Nature of the Business: Radio Show - generates investor leads; Position: Radio Show Host; Hours Per Week: 3 Hours; Start Date: 1/15/2025; 4.) Name: Advisors Excel; Investment Related: Yes; Address: 2950 SW McClure, Topeka KS 66614; Nature of the Business: Insurance Sales; Positions: Insurance Sales; Hours Per Week: 40 Hours; Start Date: 8/15/2025 Insurance License - Active - South Carolina 5.) Name: Phillip Allen Inc. Partnership; 158 Milestone Way, Greenville, SC 29615; Investment Related: Yes; Nature of the Business: Insurance & Annuity Sales; Position: 10% Owner; Hours Per Week: 40 Hours; Start Date: 1/1/2026 6.) NAME: AE MEDICARE SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: TOPEKA, KS; NATURE OF THE BUSINESS: ASSISITING CLIENTS WITH BASIC MEDICARE EDUCATION AND ENROLLMENT; POSITION: MEDICARE REFERRAL PARTNER; HOURS PER WEEK: 1-2 HOURS; START DATE: 8/10/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-18 |
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