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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-30
  • NC RA
    APPROVED
    Since 2023-11-30

Branch Locations

1213 Culbreth Dr., Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Utility Management Services Wilmington NC 05/2020 Present
Oceanic Restaurant Wilmington NC 03/2019 04/2020
Window Ninjas Wilmington NC 08/2017 01/2019
Student Wilmington NC 08/2013 07/2017
Lpl Financial Llc Wilmington NC 09/2023 Present
  • 05/2020 → Present
    Utility Management Services
    Wilmington, NC
  • 03/2019 → 04/2020
    Oceanic Restaurant
    Wilmington, NC
  • 08/2017 → 01/2019
    Window Ninjas
    Wilmington, NC
  • 08/2013 → 07/2017
    Student
    Wilmington, NC
  • 09/2023 → Present
    Wilmington, NC
Other Businesses

1. 9/14/2023: InColor Designs; Artist/Musician; Wilmington NC; Not inv. related; start date 6/1/2020; 5 hrs./mo. 2. 9/14/2023: Utility Management Services, Inc.; Outside/W-2 Employment; Wilmington NC; Not inv. related; start date 5/11/2020; 10 hrs./mo. 3. 9/14/2023: W Kelly Long Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 9/11/2023; 160 hrs./mo.; 8hrs during trading. 4. 11/19/2024 - Seagate Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 32 Hours per Month/ During Trading 5. 09/25/2025 - Carolinas - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/12/2025 - 40 Hours per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-20
  • S66 Uniform Combined State Law Examination
    2023-10-20
Other Names
  • Sarah Jonkheer

View on SEC IAPD

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