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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Utility Management Services | Wilmington | NC | 05/2020 | Present |
| Oceanic Restaurant | Wilmington | NC | 03/2019 | 04/2020 |
| Window Ninjas | Wilmington | NC | 08/2017 | 01/2019 |
| Student | Wilmington | NC | 08/2013 | 07/2017 |
| Lpl Financial Llc | Wilmington | NC | 09/2023 | Present |
1. 9/14/2023: InColor Designs; Artist/Musician; Wilmington NC; Not inv. related; start date 6/1/2020; 5 hrs./mo. 2. 9/14/2023: Utility Management Services, Inc.; Outside/W-2 Employment; Wilmington NC; Not inv. related; start date 5/11/2020; 10 hrs./mo. 3. 9/14/2023: W Kelly Long Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 9/11/2023; 160 hrs./mo.; 8hrs during trading. 4. 11/19/2024 - Seagate Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 - 32 Hours per Month/ During Trading 5. 09/25/2025 - Carolinas - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/12/2025 - 40 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-20 |
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