Nicholas Pierson

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-02-21
FL	RA	APPROVED	2025-02-04
CA	RA	APPROVED	2025-02-03
CO	RA	APPROVED	2025-02-03
CT	RA	APPROVED	2025-02-03
DE	RA	APPROVED	2025-02-03
HI	RA	APPROVED	2025-02-03
IL	RA	APPROVED	2025-02-03
IA	RA	APPROVED	2025-02-03
LA	RA	APPROVED	2025-02-03
ME	RA	APPROVED	2025-02-03
MD	RA	APPROVED	2025-02-03
MN	RA	APPROVED	2025-02-03
MT	RA	APPROVED	2025-02-03
NV	RA	APPROVED	2025-02-03
NY	RA	APPROVED	2025-02-03
NC	RA	APPROVED	2025-02-03
OH	RA	APPROVED	2025-02-03
PA	RA	APPROVED	2025-02-03
RI	RA	APPROVED	2025-02-03
SC	RA	APPROVED	2025-02-03
TX	RA	APPROVED	2025-02-03
VA	RA	APPROVED	2025-02-03
WA	RA	APPROVED	2025-02-03
WI	RA	APPROVED	2025-02-03
NJ	RA	APPROVED	2024-08-23

AZ RA
APPROVED

Since 2025-02-21
FL RA
APPROVED

Since 2025-02-04
CA RA
APPROVED

Since 2025-02-03
CO RA
APPROVED

Since 2025-02-03
CT RA
APPROVED

Since 2025-02-03
DE RA
APPROVED

Since 2025-02-03
HI RA
APPROVED

Since 2025-02-03
IL RA
APPROVED

Since 2025-02-03
IA RA
APPROVED

Since 2025-02-03
LA RA
APPROVED

Since 2025-02-03
ME RA
APPROVED

Since 2025-02-03
MD RA
APPROVED

Since 2025-02-03
MN RA
APPROVED

Since 2025-02-03
MT RA
APPROVED

Since 2025-02-03
NV RA
APPROVED

Since 2025-02-03
NY RA
APPROVED

Since 2025-02-03
NC RA
APPROVED

Since 2025-02-03
OH RA
APPROVED

Since 2025-02-03
PA RA
APPROVED

Since 2025-02-03
RI RA
APPROVED

Since 2025-02-03
SC RA
APPROVED

Since 2025-02-03
TX RA
APPROVED

Since 2025-02-03
VA RA
APPROVED

Since 2025-02-03
WA RA
APPROVED

Since 2025-02-03
WI RA
APPROVED

Since 2025-02-03
NJ RA
APPROVED

Since 2024-08-23

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gloucester Township Recreation Department	Clementon	NJ	05/2021	05/2024
Pierson Dental Associates	Winslow	NJ	01/2021	05/2023
Target	Sicklerville	NJ	06/2019	05/2021
Footlocker	Deptford	NJ	06/2018	05/2019
Diamond State Financial Group	Newark	DE	09/2023	05/2024
Rowan University	Glassboro	NJ	09/2021	05/2023
Camden County College	Blackwood	NJ	06/2019	05/2021
Timber Creek Regional High School	Sicklerville	NJ	09/2014	06/2018
Pierson Dental Assoicates	Winslow	NJ	01/2016	08/2018
Cetera Advisor Networks Llc	El Segundo	CA	09/2023	05/2024
Cetera Investment Advisers Llc	Schaumburg	IL	01/2024	05/2024
Td Bank N.A.	Marlton	NJ	08/2024	Present
Td Private Client Wealth Llc	Marlton	NJ	08/2024	Present

05/2021 → 05/2024

Gloucester Township Recreation Department

Clementon, NJ
01/2021 → 05/2023

Pierson Dental Associates

Winslow, NJ
06/2019 → 05/2021

Target

Sicklerville, NJ
06/2018 → 05/2019

Footlocker

Deptford, NJ
09/2023 → 05/2024

Diamond State Financial Group

Newark, DE
09/2021 → 05/2023

Rowan University

Glassboro, NJ
06/2019 → 05/2021

Camden County College

Blackwood, NJ
09/2014 → 06/2018

Timber Creek Regional High School

Sicklerville, NJ
01/2016 → 08/2018

Pierson Dental Assoicates

Winslow, NJ
09/2023 → 05/2024

Cetera Advisor Networks Llc

El Segundo, CA
01/2024 → 05/2024

Cetera Investment Advisers Llc

Schaumburg, IL
08/2024 → Present

Td Bank N.A.

Marlton, NJ
08/2024 → Present

Td Private Client Wealth Llc

Marlton, NJ

Previous Registrations

2024-01-08 → 2024-06-04

Cetera Investment Advisers Llc

Newark, DE

Other Businesses

Uber, Not investment related, 1725 3rd Street, San Francisco, CA 94158, Transportation/Delivery service, Driver, Haven't officially started yet, Will work 5-10 hours/week, Will not work during TD hours/trading hours. I will pick up packages for customers and drop them off

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-21

S66 Uniform Combined State Law Examination

2023-12-21

Other Names

Nick Andrew Pierson
Nicholas Andrew Pierson

View on SEC IAPD