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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-02-20 |
Branch Locations
1700 Frederica Rd Ste 200, St Simons Island, GA 31522 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triangle Renovations | Alpharetta | GA | 07/2022 | 09/2023 |
| Halverson Rei Analytics, Llc | Atlanta | GA | 01/2022 | 07/2022 |
| Foundations Realty Group | Athens | GA | 11/2020 | 01/2022 |
| University Of Georgia | Athens | GA | 01/2019 | 12/2021 |
| Peterson Logistics | Atlanta | GA | 04/2020 | 08/2020 |
| Foundations Realty Group | Alpharetta | GA | 05/2019 | 08/2019 |
| John Huck Construction, Llc | Sea Island | GA | 05/2018 | 08/2018 |
| Georgia Southern University | Statesboro | GA | 09/2017 | 12/2018 |
| Sea Island Company | Sea Island | GA | 08/2016 | 12/2018 |
| Catch 228 Oyster Bar & Grill | Saint Simons Island | GA | 08/2015 | 07/2019 |
| Lpl Financial Llc | Brunswick | GA | 08/2023 | 10/2024 |
| Glynn Academy | Brunswick | GA | 08/2013 | 05/2017 |
| Richard Hunter Halverson, Llc | Brunswick | GA | 05/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2024 | 01/2026 |
| Cetera Investment Advisers | Schaumburg | IL | 10/2024 | 01/2026 |
| Capital Investment Group, Inc | Raleigh | NC | 02/2026 | Present |
| Capital Investment Advisory Services Llc | Raleigh | NC | 02/2026 | Present |
1) INSURANCE;1700 FREDERICA RD, STE 200, ST SIMONS ISLAND, GA 31522; AGENT; SALES OF LIFE AND ANNUITIES; INVESTMENT RELATED; 4 HRS/MON; 4 HRS/MON DURING SECURITIES TRADING HRS. START 02/17/2026. 2) HALVERSON FINANCIAL, INC.; 1700 FREDERICA RD, STE 200, ST SIMONS ISLAND, GA 31522; PRESIDENT; ENTITY USED TO PAY BUSINESS EXPENSES AND PAYROLL; NOT INVESTMENT RELATED; 4 HRS/MON; 0 HRS/MON DURING SECURITIES TRADING HRS; START 2/17/2026. 3) EXCHANGE CLUB OF BRINSWICK, 101 EMORY DAWSON RD, BRUNSWICK, GA 31520; BOARD MEMBER; NON-PROFIT ENTITY THAT RAISES FUNDS THROUGH A FAIR, RODEO AND OTHER SMALL EVENTS TO BENEFIT CHILDREN IN THE COMMUNITY VIA VARIOUS ORGANIZATIONS; MAKE DECISIONS ON THE DIRECTION OF THE CLUB AND THE FUNDRAISING; NOT INVESTMENT RELATED; 4 HRS/MON; 4 HRS/MON DURING SECURITIES TRADING HRS.; START 2/17/2026. 4) FIRST TEE GOLDEN ISLES, 1508 BAY ST, BRUNSWICK, GA 31520; BOARD MEMBER; NON-PROFIT FOCUSES ON CHILDREN WITHIN THE COMMUNITY AND GIVES THEM ACCESS TO LEARNING THE GAME OF GOLF AND LIFE SKILLS; MAKE DECISIONS ON THE DIRECTION OF THE ORGANIZATION AND SET UP FUNDRAISING EXPECTATIONS, IDEAS AND IMPLEMENTATION; NOT INVESTMENT RELATED; 4 HRS/MON; 0 HRS/MON DURING SECURITIES TRADING HRS; START 2/17/2026. 5) GLYNN COUNTY SCHOOLS ADVISORY COMMITTEE FOR CTAE; 505 ALTAMA AVE, BRUNSWICK, GA 31525; MEMBER; ORGANIZATION TEACHES STUDENT FINANCIAL LITERACY; SPEAK WITH STUDENTS ABOUT PERSONAL FINANCE AND ACCOUNTING COURSES; NOT INVESTMENT RELATED; 4 HRS/MON; 0 HRS/MON DURING SECURITIES TRADING HRS; START 2/17/2026. 6. BRUNSWICK-GOLDEN ISLES CHAMBER OF COMMERCE. MEMBER. 1505 RICHMOND ST, SECOND FLR, BRUNSWICK, GA 31520. STARTED 5/2026. MEMBER FOR CONNECTIONS AND NETWORKING WITHIN THE COMMUNITY. 1 HR/WK, 0 DURING NORMAL TRADING HRS. ACTIVITY IS NOT INVESTMENT RELATED. NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-08 |
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