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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-01
  • CA RA
    APPROVED
    Since 2025-07-01

Branch Locations

2665 30Th Street Suite 212, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Santa Monica CA 08/2023 Present
Kate Somerville Skin Health Experts West Hollywood CA 08/2017 07/2023
The Ritz-Carlton Spa, Los Angeles Los Angeles CA 10/2012 08/2017
  • 08/2023 → Present
    Lpl Financial
    Santa Monica, CA
  • 08/2017 → 07/2023
    Kate Somerville Skin Health Experts
    West Hollywood, CA
  • 10/2012 → 08/2017
    The Ritz-Carlton Spa, Los Angeles
    Los Angeles, CA
Other Businesses

1-01/2025 / Rose Greene Financial Services / DBA for LPL Business (entity for LPL business) / INV RLTD / 40 HRS MNTH / 8 HRS DURING TRADING / AT LOC / START 10/02/2023 2) 02/04/2025 - Perennial Investment Advisors, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/02/2023 - 40 Hrs/Mth - 8 Hrs During Trading.I provide administrative support to Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 02/04/2025 - Perennial Investment Advisors, LLC - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:10/02/2023 - 50 Hrs/Mth - 8 Hrs During Trading.I provide administrative support to Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-14
  • S66 Uniform Combined State Law Examination
    2025-05-14

View on SEC IAPD

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