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Douglas Arthur Hendee

Brighton Securities Corp.

Rochester, NY

CRD 3203666

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Employer firm

Brighton Securities Corp. CRD 3875

$931M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Brighton Securities Corp.

1703 Monroe Avenue, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-12
OH RA APPROVED 2024-06-12
  • NY RA
    APPROVED
    Since 2024-06-12
  • OH RA
    APPROVED
    Since 2024-06-12

Branch Locations

1703 Monroe Avenue, Rochester, NY 14618-1487 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighton Securities Corp. Rochester NY 03/2010 Present
Previous Registrations
  • 2002-12-20 → 2005-04-19
    Morgan Stanley Dw Inc.
    Rochester, NY
Other Businesses

MIDTOWN ATHELETIC CLUB ROCHESTER, NY. FITNESS INSTRUCTOR. NOT INVESTMENT RELATED. NO HOURS DEVOTED DURING SECURITIES TRADING HOURS. Tax referral fee from Brighton Securities Tax and Accounting an affiliate of Brighton Securities Corp. spends less than 1 hour per week, started in 12/2017 1999.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-30
  • S66 Uniform Combined State Law Examination
    1999-06-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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