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Mercedes L Guevara

Morgan Stanley

Sherman Oaks, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-20
CA RA APPROVED 2023-10-23
  • TX RA
    APPROVED
    Since 2023-11-20
  • CA RA
    APPROVED
    Since 2023-10-23

Branch Locations

15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sherman Oaks CA 09/2023 Present
California State University Northridge Northridge CA 02/2023 05/2023
California State University Northridge Northridge CA 08/2019 05/2023
Unemployed Not Applicable CA 05/2023 09/2023
Unemployed Not Applicable CA 01/2013 08/2019
  • 09/2023 → Present
    Morgan Stanley
    Sherman Oaks, CA
  • 02/2023 → 05/2023
    California State University Northridge
    Northridge, CA
  • 08/2019 → 05/2023
    California State University Northridge
    Northridge, CA
  • 05/2023 → 09/2023
    Unemployed
    Not Applicable, CA
  • 01/2013 → 08/2019
    Unemployed
    Not Applicable, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
  • S66 Uniform Combined State Law Examination
    2023-08-09

View on SEC IAPD

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Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA
THE WEALTH CONSULTING GROUP · SHERMAN OAKS, CA

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