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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

Flemington, MO • United States

7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Scottsdale AZ 09/2009 05/2021
Muhlenfeld & Huish Scottsdale AZ 02/1999 08/2021
Cetera Advisors Llc St. Cloud MN 05/2021 Present
Huish Wealth Management Llc Scottsdale AZ 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 09/2009 → 05/2021
    First Financial Equity Corporation
    Scottsdale, AZ
  • 02/1999 → 08/2021
    Muhlenfeld & Huish
    Scottsdale, AZ
  • 05/2021 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 06/2021 → Present
    Huish Wealth Management Llc
    Scottsdale, AZ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-09-29 → 2021-05-26
    Ffec Wealth Partners Llc
    Scottsdale, AZ
    Scottsdale, AZ
  • 2007-06-22 → 2009-10-21
    Ameriprise Advisor Services, Inc.
    Detroit, MI
    Scottsdale, AZ
Other Businesses

1)WILDE WEALTH MANAGEMENT GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 05/2021, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: HUISH WEALTH MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC FOR TAX PURPOSES; START DATE: 6/2021; POSITION/TITLE/RELATIONSHIP: OWNING MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PURPOSES; 3) NAME OF OTHER BUSINESS: HUISH RANCH; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: FARM/RANCH; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ALLOW NEIGHBORS TO HARVEST AND SELL HAY, ALSO ADDING FARM ANIMALS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-08
S63 Uniform Securities Agent State Law Examination 1999-04-26
  • S65 Uniform Investment Adviser Law Examination
    2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    1999-04-26
Other Names
  • Rob Huish
  • Robert Huish

View on SEC IAPD

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