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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-18
  • FL RA
    APPROVED
    Since 2024-05-18

Branch Locations

501 E Kennedy Blvd Ste 600, Tampa, FL 33602 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Riverview, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 11/2023 04/2024
Us Army Indianapolis IN 01/1996 11/2023
First Command Brokerage Services, Inc Fort Worth TX 04/2024 Present
First Command Advisory Services, Inc Fort Worth TX 04/2024 Present
First Command Insurance Services, Inc Fort Worth TX 04/2024 Present
  • 11/2023 → 04/2024
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 01/1996 → 11/2023
    Us Army
    Indianapolis, IN
  • 04/2024 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 04/2024 → Present
    First Command Advisory Services, Inc
    Fort Worth, TX
  • 04/2024 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
Other Businesses

(1) Name of the other business: ROD F.A.N.S LLC ; Whether the business is investment-related: No ; Address of the other business: 12314 Bramfield Drive, Riverview FL 33579 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner/Manager ; The start date of your relationship: 8/31/2023 ; The approximate number of hours/month you devote to the other business: 6 to 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Supervise the expenditure and equipment maintenance. (2) Name of the other business: Rod FANS Wealth Management LLC Whether the business is investment-related: Yes Address of the other business: 12314 Bramfield Drive, Riverview, FL, 33579 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Feb 01, 2025 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: Passthrough LLC for First Command compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-22
S65 Uniform Investment Adviser Law Examination 2024-01-09
  • S63 Uniform Securities Agent State Law Examination
    2024-02-22
  • S65 Uniform Investment Adviser Law Examination
    2024-01-09

View on SEC IAPD

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