Joseph Pecarro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 07/2020
  Nationwide Securities
  Dublin, OH
• 08/2011 → 07/2020
  Nationwide Financial Network
  Dublin, OH
• 11/2020 → 10/2022
  Suntrust Investment Services, Inc
  Atlanta, GA
• 11/2020 → 10/2022
  Suntrust Advisory Services, Inc
  Atlanta, GA
• 07/2020 → 10/2020
  Unemployed
  Charlotte, NC
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2020-11-27 → 2022-11-07
  Truist Advisory Services, Inc.
  Charlotte, NC
• 2008-08-01 → 2020-07-20
  Nationwide Securities, Llc
  Columbus, OH
  Columbus, OH
  Newark, DE
  Charlotte, NC
  Charlotte, NC
  Altamonte Springs, FL
  Charlotte, NC
• 2008-02-13 → 2008-08-01
  1717 Capital Management Company
  Charlotte, NC
  Altamonte Springs, FL
• 2005-01-05 → 2007-02-01
  Carroll Financial Associates Inc
  Charlotte, NC
• 2002-10-17 → 2004-01-07
  Carroll Financial Associates Inc
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-17
• S63 Uniform Securities Agent State Law Examination
  1999-05-23

Other Names

• Joseph Percarro
• Joseph Samuel Percarro
• Joseph Samuel Pecarro