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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-28 |
| TN | RA | APPROVED | 2026-04-09 |
Branch Locations
1211 Murfreesboro Rd, Franklin, TN 37064 • United States
7043 Hwy 70 S, Nashville, TN 37221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dixie Heights High School | Fort Mitchell | KY | 08/2015 | 05/2019 |
| University Of Kentucky | Lexington | KY | 08/2019 | 05/2023 |
| Amazon | Hebron | KY | 05/2020 | 08/2020 |
| Marco's Pizza | Crescent Springs | KY | 06/2018 | 01/2019 |
| Home Depot | Crescent Springs | KY | 01/2019 | 08/2019 |
| Tony's Of Lexington | Lexington | KY | 04/2021 | 12/2021 |
| Fiddletree Kitchen And Bar | Lexington | KY | 03/2022 | 05/2022 |
| Fidelity Investments | Covington | KY | 08/2023 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | TN | 01/2026 | Present |
| Dell Technologies | Nashville | TN | 08/2024 | 01/2026 |
| Bank Of America, N.A. | Franklin | TN | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-07 |
| S66 | Uniform Combined State Law Examination | 2026-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-08 |
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