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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-28
TN RA APPROVED 2026-04-09
  • TX RA
    APPROVED
    Since 2026-05-28
  • TN RA
    APPROVED
    Since 2026-04-09

Branch Locations

1211 Murfreesboro Rd, Franklin, TN 37064 • United States

7043 Hwy 70 S, Nashville, TN 37221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dixie Heights High School Fort Mitchell KY 08/2015 05/2019
University Of Kentucky Lexington KY 08/2019 05/2023
Amazon Hebron KY 05/2020 08/2020
Marco's Pizza Crescent Springs KY 06/2018 01/2019
Home Depot Crescent Springs KY 01/2019 08/2019
Tony's Of Lexington Lexington KY 04/2021 12/2021
Fiddletree Kitchen And Bar Lexington KY 03/2022 05/2022
Fidelity Investments Covington KY 08/2023 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Franklin TN 01/2026 Present
Dell Technologies Nashville TN 08/2024 01/2026
Bank Of America, N.A. Franklin TN 03/2026 Present
  • 08/2015 → 05/2019
    Dixie Heights High School
    Fort Mitchell, KY
  • 08/2019 → 05/2023
    University Of Kentucky
    Lexington, KY
  • 05/2020 → 08/2020
    Amazon
    Hebron, KY
  • 06/2018 → 01/2019
    Marco's Pizza
    Crescent Springs, KY
  • 01/2019 → 08/2019
    Home Depot
    Crescent Springs, KY
  • 04/2021 → 12/2021
    Tony's Of Lexington
    Lexington, KY
  • 03/2022 → 05/2022
    Fiddletree Kitchen And Bar
    Lexington, KY
  • 08/2023 → 08/2024
    Fidelity Investments
    Covington, KY
  • 01/2026 → Present
    Franklin, TN
  • 08/2024 → 01/2026
    Dell Technologies
    Nashville, TN
  • 03/2026 → Present
    Bank Of America, N.A.
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-07
S66 Uniform Combined State Law Examination 2026-02-26
S63 Uniform Securities Agent State Law Examination 2024-01-08
  • S65 Uniform Investment Adviser Law Examination
    2026-04-07
  • S66 Uniform Combined State Law Examination
    2026-02-26
  • S63 Uniform Securities Agent State Law Examination
    2024-01-08
Other Names
  • Landon David Neuhaus
  • Landon Neuhaus

View on SEC IAPD

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