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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-09-18 |
Branch Locations
2007 Route 315 Hwy Ste 200, Pittston, PA 18640 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pittston | PA | 08/2023 | Present |
| Krapf & Hughes Funeral Home | Drums | PA | 01/2015 | Present |
| St. John Bosco Roman Catholic Church | Sugarloaf | PA | 12/2020 | Present |
| Luzerne County, Pa | Hanover Township | PA | 11/2022 | Present |
| Luzerne County, Pa | Wilkes-Barre | PA | 11/2018 | Present |
| Black Creek United Methodist Church | Sugarloaf | PA | 07/2022 | Present |
| St. Paul's United Methodist Church | Drums | PA | 04/2021 | 06/2022 |
| Hazleton Area Academy Of Sciences | Hazleton | PA | 01/2007 | 06/2019 |
| King's College | Wilkes-Barre | PA | 08/2019 | 05/2023 |
| Faith United Church Of Christ | Hazleton | PA | 12/2019 | Present |
1) 8/22/2023- Bucci Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 8/22/2023- BRILO RENTALS LLC - Business Entity For Tax/Investment Purposes Only- member- Non-Inv. Related- Lattimer Mines, PA - start date 9/1/2022- 1hrs/mth 3) 8/22/2023- Outside/W-2 Employment -LUZERNE COUNTY - DEPUTY CORONER - Non-Inv. Related - HANOVER TOWNSHIP PA - start date 11/1/2022- 25% 4) 8/22/2023 - Outside/W-2 Employment - KRAPF & HUGHES FUNERAL HOME- Assistant at family funeral home- Non-Inv. Related- Drums, PA - start date 1/1/2015- 50% 5) 8/22/2023 - POLITICS/GOVERNMENT-JUDGE OF ELECTION- Non-Inv. Related- Wilkes-Barre, PA - start date 11/06/2018- 2% 6) 8/22/2023- Self-employed Musician / ORGANIST AS NEEDED at various churches - Greater Hazleton, PA- Non-Inv. Related- start date 9/1/2017- 5% 7) 8/22/2023- BLACK CREEK METHODIST CHURCH - ORGANIST/Self-employed Musician- Non-Inv. Related- Sugarloaf, PA- start date 7/1/2022- 2hrs/mth 8) 8/22/2023- ST. JOHN BOSCO ROMAN CATHOLIC CHURCH -ORGANIST/Self-employed Musician- Non-Inv. Related- Sugarloaf, PA- start date 12/1/2020- 5% 9) 8/22/2023- FAITH UNITED CHURCH OF CHRIST -ORGANIST/Self-employed Musician- Non-Inv. Related- Hazleton PA- start date 1/1/2019- 2% 10) 10/31/2023 - Buglio Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/20/2023 - 160 Hours Per Month/ 8 Hours During Trading 11) 02/14/2024 - Bucci Financial Services - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 1/29/2024 - 20 Hrs/mo; 1 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-16 |
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