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Westpark Capital, Inc. CRD 39914
$53.1M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1800 Century Park East Suite 220, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-16 |
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
2030 Main Street Suite 210, Irvine, CA 92614 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 07/2014 | 11/2017 |
| Concorde Investment Services, Llc | Livonia | MI | 11/2017 | 01/2018 |
| Westpark Capital, Inc. | Irvine | CA | 02/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-23 |
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