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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-27
  • GA RA
    APPROVED
    Since 2025-06-27

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin Williams Atlanta GA 06/2026 Present
Paul Martin Williams Atlanta GA 06/2026 Present
Morgan Stanley Alpharetta GA 10/2023 05/2025
Mellow Mushroom Marietta GA 05/2023 10/2023
Student Tuscaloosa AL 08/2019 08/2023
Federal Reserve Bank Of Atlanta Atlanta GA 05/2022 07/2022
Swim Atlanta Pool Management Roswell GA 05/2019 08/2021
Student Kennesaw GA 08/2015 05/2019
Samuel Arthur Atlanta GA 06/2025 Present
Northwestern Mutual Investment Services Llc Atlanta GA 06/2025 Present
F Mackey Schneider Milwaukee GA 07/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2026 Present
  • 06/2026 → Present
    Martin Williams
    Atlanta, GA
  • 06/2026 → Present
    Paul Martin Williams
    Atlanta, GA
  • 10/2023 → 05/2025
    Alpharetta, GA
  • 05/2023 → 10/2023
    Mellow Mushroom
    Marietta, GA
  • 08/2019 → 08/2023
    Student
    Tuscaloosa, AL
  • 05/2022 → 07/2022
    Federal Reserve Bank Of Atlanta
    Atlanta, GA
  • 05/2019 → 08/2021
    Swim Atlanta Pool Management
    Roswell, GA
  • 08/2015 → 05/2019
    Student
    Kennesaw, GA
  • 06/2025 → Present
    Samuel Arthur
    Atlanta, GA
  • 06/2025 → Present
    Atlanta, GA
  • 07/2025 → Present
    F Mackey Schneider
    Milwaukee, GA
  • 01/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-08
  • S66 Uniform Combined State Law Examination
    2024-05-08
Other Names
  • Ronny Serio
  • Ronny A Serio
  • Ronald A Serio

View on SEC IAPD

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