Stephen Peterson

Fifth Third Securities, Inc.

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Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-25

FL RA
APPROVED

Since 2024-04-25

Branch Locations

1401 Simpson Road, Kissimmee, FL 34744 • United States

3801 Pleasant Hill Road, Kissimmee, FL 34746 • United States

9168 Conroy Windermere Road, Windermere, FL 32819 • United States

8075 Via Dellagio Way, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Orlando	FL	01/2021	Present
Nelson Worldwide	Cincinnati	OH	01/2019	01/2020
University Of Cincinnati	Cincinnati	OH	04/2016	12/2020
Fifth Third Securities	Orlando	FL	08/2023	Present

01/2021 → Present

Fifth Third Bank

Orlando, FL
01/2019 → 01/2020

Nelson Worldwide

Cincinnati, OH
04/2016 → 12/2020

University Of Cincinnati

Cincinnati, OH
08/2023 → Present

Fifth Third Securities

Orlando, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-24
S63	Uniform Securities Agent State Law Examination	2023-12-11

S65 Uniform Investment Adviser Law Examination

2024-04-24
S63 Uniform Securities Agent State Law Examination

2023-12-11

View on SEC IAPD

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