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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-01-15 |
Branch Locations
94 Derby Street Suite 203, Hingham, MA 02043 • United States
127 Congress Street Floor 01, Boston, MA 02110-2511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse Investor Services Inc | San Diego | CA | 09/2005 | 12/2020 |
| Charles Schwab & Co., Inc. | Hingham | MA | 12/2020 | Present |
| Charles Schwab Bank, Ssb | Hingham | MA | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-19 |
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