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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-11
MI RA APPROVED 2025-05-29
NY RA APPROVED 2025-01-15
  • NC RA
    APPROVED
    Since 2025-07-11
  • MI RA
    APPROVED
    Since 2025-05-29
  • NY RA
    APPROVED
    Since 2025-01-15

Branch Locations

West Henrietta, NY • United States

69 Monroe Avenue, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2024 12/2024
Cny Gym Centre Syracuse NY 03/2015 06/2019
Suny Upstate Medical University Syracuse NY 06/2019 08/2019
Suny Geneseo Geneseo NY 08/2020 05/2024
Sfg Wealth Management Pittsford NY 08/2023 12/2023
Unemployed Jamesville NY 09/2019 07/2020
Guardian Life Insurance Company Pittsford NY 12/2024 Present
Park Avenue Securities Pittsford NY 12/2024 Present
Guardian Life Insurance Company Henrietta NY 04/2025 05/2025
Park Avenue Securities Henrietta NY 04/2025 05/2025
Guardian Life Insurance Company West Henrietta NY 06/2025 Present
Park Avenue Securities West Henrietta NY 06/2025 Present
  • 07/2024 → 12/2024
    New York, NY
  • 03/2015 → 06/2019
    Cny Gym Centre
    Syracuse, NY
  • 06/2019 → 08/2019
    Suny Upstate Medical University
    Syracuse, NY
  • 08/2020 → 05/2024
    Suny Geneseo
    Geneseo, NY
  • 08/2023 → 12/2023
    Sfg Wealth Management
    Pittsford, NY
  • 09/2019 → 07/2020
    Unemployed
    Jamesville, NY
  • 12/2024 → Present
    Guardian Life Insurance Company
    Pittsford, NY
  • 12/2024 → Present
    Park Avenue Securities
    Pittsford, NY
  • 04/2025 → 05/2025
    Guardian Life Insurance Company
    Henrietta, NY
  • 04/2025 → 05/2025
    Park Avenue Securities
    Henrietta, NY
  • 06/2025 → Present
    Guardian Life Insurance Company
    West Henrietta, NY
  • 06/2025 → Present
    Park Avenue Securities
    West Henrietta, NY
Previous Registrations
Other Businesses

1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance products other than those offered through Guardian and its subsidiaries, Start date: 08/18/2025, Address: 69 Monroe Ave Pittsford, NY 14534, Duties: Insurance other than Guardian 1 total hour per month; 1 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-21
  • S66 Uniform Combined State Law Examination
    2024-06-21
Other Names
  • Charles Joseph Hodge
  • Charles Hodge
  • Joe Hodge
  • Charles Joseph Hodge

View on SEC IAPD

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