Rochelle Peabody

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-12-26

NY RA
APPROVED

Since 2023-12-26

Branch Locations

4890 N Jefferson Street, Pulaski, NY 13142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2023	Present
Constellation	Oswego	NY	03/2017	08/2023
Exelon Corporation	Oswego	NY	03/2017	12/2022
Entergy	Oswego	NY	02/2012	03/2017

09/2023 → Present

Edward Jones

St Louis, MO
03/2017 → 08/2023

Constellation

Oswego, NY
03/2017 → 12/2022

Exelon Corporation

Oswego, NY
02/2012 → 03/2017

Entergy

Oswego, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-16

S66 Uniform Combined State Law Examination

2023-12-16

Other Names

Rochelle Hall
Rochelle Rossman

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.

KEY INVESTMENT SERVICES LLC

EQUITABLE ADVISORS, LLC

LPL FINANCIAL LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

CAMERON BOROWIEC

NATHAN CHARLES KINNE

Morgan Hodinger

PAUL DAVID MYLES

DAVID VINCENT EPOLITO

STEPHEN WISNIEWSKI

JOSEPH M BUTLER

TIMOTHY JAY CORDELL

Other Offices

PFS INVESTMENTS INC. · MEXICO, NY

PFS INVESTMENTS INC. · MEXICO, NY

KEY INVESTMENT SERVICES LLC · Mexico, NY

EQUITABLE ADVISORS, LLC · MEXICO, NY

LPL FINANCIAL LLC · ADAMS, NY

STATE FARM INVESTMENT MANAGEMENT CORP. · Central Square, NY

LPL FINANCIAL LLC · OSWEGO, NY

OSAIC WEALTH, INC. · OSWEGO, NY

More in Pulaski, NY

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