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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-24 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2023 | 02/2026 |
| Unemployed | Matthews | NC | 09/2011 | 06/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2026 | Present |
| Tiaa | Charlotte | NC | 04/2026 | Present |
| Modern Health Carolinas | Charlotte | NC | 07/2019 | 01/2020 |
| Unemployed | Matthews | NC | 02/2020 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-02 |
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