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William Oliver Walsh

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-15
  • IL RA
    APPROVED
    Since 2024-04-15

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Tampa FL 08/2023 12/2023
Deuce's Sports Bar And Grill Alsip IL 06/2023 08/2023
Univesity Of Tampa Tampa FL 08/2021 05/2023
Hollingsworth Showroom Tampa FL 08/2022 12/2022
Willa's Tampa FL 08/2021 08/2022
Swanson's Deli Chicago IL 02/2020 08/2021
Harold Washington College Chicago IL 01/2020 05/2021
Notre Dame College South Euclid OH 08/2019 12/2019
Nolan Electric Chicago IL 05/2019 08/2019
Mount Carmel High School Chicago IL 08/2015 05/2019
Igas Usa Inc. Tampa FL 01/2024 02/2024
First Trust Portfolios L.P. Wheaton IL 02/2024 Present
First Trust Advisors L.P. Wheaton IL 02/2024 Present
  • 08/2023 → 12/2023
    Florida Financial Advisors
    Tampa, FL
  • 06/2023 → 08/2023
    Deuce's Sports Bar And Grill
    Alsip, IL
  • 08/2021 → 05/2023
    Univesity Of Tampa
    Tampa, FL
  • 08/2022 → 12/2022
    Hollingsworth Showroom
    Tampa, FL
  • 08/2021 → 08/2022
    Willa's
    Tampa, FL
  • 02/2020 → 08/2021
    Swanson's Deli
    Chicago, IL
  • 01/2020 → 05/2021
    Harold Washington College
    Chicago, IL
  • 08/2019 → 12/2019
    Notre Dame College
    South Euclid, OH
  • 05/2019 → 08/2019
    Nolan Electric
    Chicago, IL
  • 08/2015 → 05/2019
    Mount Carmel High School
    Chicago, IL
  • 01/2024 → 02/2024
    Igas Usa Inc.
    Tampa, FL
  • 02/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 02/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-22
S65 Uniform Investment Adviser Law Examination 2023-07-11
  • S63 Uniform Securities Agent State Law Examination
    2024-04-22
  • S65 Uniform Investment Adviser Law Examination
    2023-07-11
Other Names
  • Liam Oliver Walsh

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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