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2801 Via Fortuna Suite 250, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-15 |
Branch Locations
5757 Woodway Drive Suite 301B, Houston, TX 77057 • United States
2801 Via Fortuna Suite 250, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Market Street Capital | Houston | TX | 01/2012 | Present |
| Pickwick Capital Partners, Llc | White Plains | NY | 08/2023 | Present |
| Waterloo Capital | Austin | TX | 05/2024 | Present |
(1) MARKET STREET CAPITAL- NATURE: CONSULTING SERVICES - WEBSITE: WWW.MARKETSTREETCP.COM - ROLE: PRINCIPAL OF THE COMPANY AND HAVE MANAGEMENT OVERSIGHT - HRS DEVOTED TO THIS ACTIVITY: 40 HRSWK. (2) MARKET STREET VENTURES LLC - NATURE: FORMED FOR A FUTURE PURPOSE YET TO BE DETERMINED - WEBSITE: NONE - ROLE: MINORITY SHARE HOLDER, NO TITLE OR INVOLVEMENT - HRS DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 0 CURRENTLY. (3) MARKET STREET HEALTH PARTNERS I LLC - NATURE: INDEPENDENT SPONSOR (FUNDLESS) FOR THE ACQUISITION OF DIAGNOSTIC LABORATORIES - WEBSITE: HTTPS://WWW.MARKETSTREETHP.COM/TEAM - ROLE: PARTNER INVOLVED IN THE ACTIVITIES OF THE FIRM THAT WAS STARTED 8/25/2022, NATURE OF THE INVOLVEMENT IS VETTING POTENTIAL TRANSACTIONS/WORKING WITH CAPITAL PARTNERS - HRS DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 5-10 HRS A WEEK, AS NECESSARY. (4) WATERLOO CAPITAL, LLC, 2700 VIA FORTUNA, #100, AUSTIN, TEXAS 78746 - NATURE: REGISTERED INVESTMENT ADVISOR; RIA - WEBSITE: HTTPS://WWW.WATERLOOCAP.COM - ROLE: INVESTMENT ADVISOR REPRESENTATIVE; IAR - HRS DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 3 HRS PER WEEK. (5) PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, NY BROKER DEALER MANAGING DIRECTOR 08/2023 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-19 |
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