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Desiderio Francisco Leyba

Charles Schwab & Co., Inc.

Austin, TX

Broomfield, CO

CRD 7800066

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-02-08
  • CO RA
    APPROVED
    Since 2024-02-08

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

11900 Quantum Parkway, Broomfield, CO 80021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Greenwood Village CO 08/2023 01/2024
Bits In Glass Denver CO 11/2022 04/2023
Flowable Denver CO 10/2021 09/2022
Soroco Chicago IL 11/2019 10/2021
Bluescape Chicago IL 04/2018 08/2019
Blue Software Chicago IL 11/2015 04/2018
Unemployed Louisville CO 05/2023 07/2023
Charles Schwab & Co., Inc. Broomfield CO 01/2024 Present
Charles Schwab Bank, Ssb Broomfield CO 01/2024 Present
  • 08/2023 → 01/2024
    Fidelity Investments
    Greenwood Village, CO
  • 11/2022 → 04/2023
    Bits In Glass
    Denver, CO
  • 10/2021 → 09/2022
    Flowable
    Denver, CO
  • 11/2019 → 10/2021
    Soroco
    Chicago, IL
  • 04/2018 → 08/2019
    Bluescape
    Chicago, IL
  • 11/2015 → 04/2018
    Blue Software
    Chicago, IL
  • 05/2023 → 07/2023
    Unemployed
    Louisville, CO
  • 01/2024 → Present
    Charles Schwab & Co., Inc.
    Broomfield, CO
  • 01/2024 → Present
    Charles Schwab Bank, Ssb
    Broomfield, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-07
S63 Uniform Securities Agent State Law Examination 2023-10-26
  • S66 Uniform Combined State Law Examination
    2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2023-10-26
Other Names
  • Desi Leyba
  • Desiderio Leyba

View on SEC IAPD

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