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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-07
FL RA APPROVED 2026-06-29
  • TX RA
    APPROVED
    Since 2026-07-07
  • FL RA
    APPROVED
    Since 2026-06-29

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 08/2023 05/2026
Casablanca Restaurant Memphis TN 09/2022 06/2023
Reynold, Bone & Griesbeck Memphis TN 06/2022 08/2022
Seizing Every Opportunity New York NY 02/2022 02/2023
Delta State University Cleveland MS 08/2021 03/2022
Delta State University Cleveland MS 09/2020 05/2021
La Distillerie Leger Leogane 12/2016 06/2018
St Croix Church Reconstruction Fund Leogane 08/2016 06/2018
College Canado Haitien Port-Au-Prince 09/2011 05/2018
Delta State University Cleveland MS 01/2019 05/2022
Unemployed New York NY 06/2018 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2026 Present
Bank Of America, N.A. Jacksonville FL 07/2026 Present
  • 08/2023 → 05/2026
    Fidelity Investments
    Jacksonville, FL
  • 09/2022 → 06/2023
    Casablanca Restaurant
    Memphis, TN
  • 06/2022 → 08/2022
    Reynold, Bone & Griesbeck
    Memphis, TN
  • 02/2022 → 02/2023
    Seizing Every Opportunity
    New York, NY
  • 08/2021 → 03/2022
    Delta State University
    Cleveland, MS
  • 09/2020 → 05/2021
    Delta State University
    Cleveland, MS
  • 12/2016 → 06/2018
    La Distillerie Leger
    Leogane
  • 08/2016 → 06/2018
    St Croix Church Reconstruction Fund
    Leogane
  • 09/2011 → 05/2018
    College Canado Haitien
    Port-Au-Prince
  • 01/2019 → 05/2022
    Delta State University
    Cleveland, MS
  • 06/2018 → 12/2018
    Unemployed
    New York, NY
  • 05/2026 → Present
    Jacksonville, FL
  • 07/2026 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-25
S63 Uniform Securities Agent State Law Examination 2023-11-21
  • S66 Uniform Combined State Law Examination
    2026-06-25
  • S63 Uniform Securities Agent State Law Examination
    2023-11-21
Other Names
  • Nicky Leger
  • Nicky Verou Peterson Leger

View on SEC IAPD

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