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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-20
FL RA APPROVED 2024-04-22
  • TX RA
    APPROVED
    Since 2025-06-20
  • FL RA
    APPROVED
    Since 2024-04-22

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

2989 Pga Blvd Ste 200, Palm Beach Gardens, FL 33410 • United States

1044 N Us Highway 1 Ste 101, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Palm Beach Gardens FL 09/2023 04/2024
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 09/2023 04/2024
1000 North Jupiter FL 01/2022 Present
Publix Supermarkets Palm Beach Gardens FL 11/2017 Present
Jupiter Country Club Jupiter FL 07/2020 12/2021
Dr Freeze Ice Cream Palm Beach Gardens FL 03/2017 10/2017
Unemployed Palm Beach Gardens FL 09/2013 02/2017
Wells Fargo Clearing Services, Llc Palm Beach FL 04/2024 Present
  • 09/2023 → 04/2024
    Palm Beach Gardens, FL
  • 09/2023 → 04/2024
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 01/2022 → Present
    1000 North
    Jupiter, FL
  • 11/2017 → Present
    Publix Supermarkets
    Palm Beach Gardens, FL
  • 07/2020 → 12/2021
    Jupiter Country Club
    Jupiter, FL
  • 03/2017 → 10/2017
    Dr Freeze Ice Cream
    Palm Beach Gardens, FL
  • 09/2013 → 02/2017
    Unemployed
    Palm Beach Gardens, FL
  • 04/2024 → Present
    Palm Beach, FL
Previous Registrations
Other Businesses

1000 NORTH, NOT INVT RELATED, JUPITER, FL, SERVER ASSISTANT, START DATE 4/23/2024, 24 HRS PER MONTH, 0 HRS DURING TRADING, BUSSING TABLES. PUBLIX SUPERMARKETS, NOT INVT RELATED, PALM BEACH GARDENS, FL, CASHIER/BAGGER, START DATE 4/23/2024, 20 HRS PER MONTH, 0 HRS DURING TRADING, SCAN AND BAG GROCERIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-20
  • S66 Uniform Combined State Law Examination
    2023-12-20
Other Names
  • Casey Dougherty
  • Casey Gray Dougherty

View on SEC IAPD

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