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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-03 |
| NJ | RA | APPROVED | 2013-01-02 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | New York | NY | 10/2008 | Present |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. *486843- Estate ; Investment related -Yes; Kingwood, Texas; Successor Role; 03/2022; During business hours: 1; After business hours: 0; 2. *490361 - Estate; Investment related Yes; Kingwood, Texas; 03/2022; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-21 |
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