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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-28 |
| IA | RA | APPROVED | 2025-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American State Bank | Sioux Center | IA | 07/2023 | 01/2024 |
| Sioux Center Public Schools | Sioux Center | IA | 08/2018 | 07/2023 |
| Snap Fitness | Sioux Center | IA | 01/2018 | 08/2018 |
| Northwestern College | Orange City | IA | 08/2013 | 05/2017 |
| Northwestern College | Orange City | IA | 08/2016 | 12/2017 |
| Vander Stoep Furniture | Edgerton | MN | 05/2011 | 12/2018 |
| American State Bank | Sioux Center | IA | 01/2024 | 07/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2024 | 07/2025 |
| Cetera Investment Advisers Llc | Sioux Center | IA | 09/2024 | 07/2025 |
| Lpl Financial Llc | Spencer | IA | 08/2025 | Present |
1. 08/2025 - Prairie Plans Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/6/2025 2. 08/2025 - Investment Center Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/6/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-20 |
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