Best Investors Account Sign in

Charles Alexander Nop

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spartanburg, SC

Dallas, TX

Coppell, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

Coppell, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 10/2009 Present
Previous Registrations
  • 2007-10-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Dallas, TX
  • 2005-03-24 → 2007-10-15
    Avantax Advisory Services
    Irving, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-02
S63 Uniform Securities Agent State Law Examination 2000-06-09
  • S65 Uniform Investment Adviser Law Examination
    2000-12-02
  • S63 Uniform Securities Agent State Law Examination
    2000-06-09
Other Names
  • Chalna Nop

View on SEC IAPD

Other Firms

COLONIAL TRUST ADVISORS, INC.
NEWEDGE ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
FIRST CITIZENS INVESTOR SERVICES, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
LPL ENTERPRISE, LLC
EDWARD JONES

Other Investors

CAMP ROOKER WYNN
CHARLES WILLIAM CLEMENTSON
BERT DIXON BARRE
Sarah Beth Shalala
Cullen Turner Coxe
MATTHEW JORDAN VAN NAME
Brittany Chester Bynum
Joseph P. Anderson

Other Offices

COLONIAL TRUST ADVISORS, INC. · SPARTANBURG, SC
NEWEDGE ADVISORS · Spartanburg, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SPARTANBURG, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · Spartanburg, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
CETERA INVESTMENT ADVISERS LLC · SPARTANBURG, SC
LPL ENTERPRISE, LLC · SPARTANBURG, SC

More in Spartanburg, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor