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Marcus Haynes

LPl Enterprise, LLC

Mont Vernon, NH

Hollis, NH

CRD 7798413

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-11-14
  • NH RA
    APPROVED
    Since 2024-11-14

Branch Locations

Mont Vernon, NH • United States

2 Ash Street, Hollis, NH 03049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Bedford NH 07/2023 11/2024
Morgan Records Management, Llc Manchester NH 09/2020 05/2023
Unemployed New Boston NH 05/2020 09/2020
International Cordage East, Ltd Colchester CT 07/2019 05/2020
International Cordage East, Ltd Colchester CT 02/2019 07/2019
University Of New Haven West Haven CT 08/2018 05/2019
Nh Fisher Cats Manchester NH 03/2018 08/2018
University Of New Haven West Haven CT 08/2017 05/2018
Goffstown Parks And Recreation Goffstown NH 05/2017 08/2017
University Of New Haven West Haven CT 08/2016 05/2017
The Prudential Insurance Company Of America Bedford NH 12/2023 Present
Lpl Enterprise, Llc Hollis NH 11/2024 Present
  • 07/2023 → 11/2024
    Bedford, NH
  • 09/2020 → 05/2023
    Morgan Records Management, Llc
    Manchester, NH
  • 05/2020 → 09/2020
    Unemployed
    New Boston, NH
  • 07/2019 → 05/2020
    International Cordage East, Ltd
    Colchester, CT
  • 02/2019 → 07/2019
    International Cordage East, Ltd
    Colchester, CT
  • 08/2018 → 05/2019
    University Of New Haven
    West Haven, CT
  • 03/2018 → 08/2018
    Nh Fisher Cats
    Manchester, NH
  • 08/2017 → 05/2018
    University Of New Haven
    West Haven, CT
  • 05/2017 → 08/2017
    Goffstown Parks And Recreation
    Goffstown, NH
  • 08/2016 → 05/2017
    University Of New Haven
    West Haven, CT
  • 12/2023 → Present
    The Prudential Insurance Company Of America
    Bedford, NH
  • 11/2024 → Present
    Hollis, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2023-10-19

View on SEC IAPD

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