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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-11-14 |
Branch Locations
Mont Vernon, NH • United States
2 Ash Street, Hollis, NH 03049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Bedford | NH | 07/2023 | 11/2024 |
| Morgan Records Management, Llc | Manchester | NH | 09/2020 | 05/2023 |
| Unemployed | New Boston | NH | 05/2020 | 09/2020 |
| International Cordage East, Ltd | Colchester | CT | 07/2019 | 05/2020 |
| International Cordage East, Ltd | Colchester | CT | 02/2019 | 07/2019 |
| University Of New Haven | West Haven | CT | 08/2018 | 05/2019 |
| Nh Fisher Cats | Manchester | NH | 03/2018 | 08/2018 |
| University Of New Haven | West Haven | CT | 08/2017 | 05/2018 |
| Goffstown Parks And Recreation | Goffstown | NH | 05/2017 | 08/2017 |
| University Of New Haven | West Haven | CT | 08/2016 | 05/2017 |
| The Prudential Insurance Company Of America | Bedford | NH | 12/2023 | Present |
| Lpl Enterprise, Llc | Hollis | NH | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-19 |
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