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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-05 |
| IN | RA | APPROVED | 2024-12-03 |
| TX | RA | APPROVED | 2024-12-03 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Indianapolis | IN | 08/2023 | Present |
| Massmutual Life Insurance Co | Indianapolis | IN | 04/2023 | Present |
| Retired | Pendleton | IN | 06/2020 | 04/2023 |
| Missa - Usmc | Kansas City | MO | 01/2017 | 05/2020 |
| Matsg-1 - Usmc | Meridian | MS | 03/2013 | 01/2017 |
NAME: Carter Cove HOA INV REL: N ADD: Residential Address NATURE: HOA POSITION: Architectural Board START DATE: 04/13/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: receive request for home improvement within the 70 home HOA and provide board recommendation for approval.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-05 |
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