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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-20
ME RA APPROVED 2025-04-28
  • TX RA
    APPROVED_RES
    Since 2025-06-20
  • ME RA
    APPROVED
    Since 2025-04-28

Branch Locations

Scarborough, ME • United States

190 Middle Street Suite 201 & 701, Portland, ME 04101-6423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Portland ME 08/2023 Present
Cape Elizabeth Community Services Cape Elizabeth ME 02/2020 05/2020
L.L. Bean Freeport ME 10/2019 01/2020
C3 Submerged Llc Makawao HI 10/2006 08/2023
Aqua Diving Academy Portland ME 03/2023 08/2023
Seacoast United Sports Club Portland ME 10/2021 08/2023
  • 08/2023 → Present
    Fidelity Investments
    Portland, ME
  • 02/2020 → 05/2020
    Cape Elizabeth Community Services
    Cape Elizabeth, ME
  • 10/2019 → 01/2020
    L.L. Bean
    Freeport, ME
  • 10/2006 → 08/2023
    C3 Submerged Llc
    Makawao, HI
  • 03/2023 → 08/2023
    Aqua Diving Academy
    Portland, ME
  • 10/2021 → 08/2023
    Seacoast United Sports Club
    Portland, ME
Other Businesses

OBA-129893|OrgNmn:4-Leaf Lacrosse |Org Addr:Portland,Maine,US|OBA Nature:Club Youth Lacrosse Program|Invst Rel:N|Title:Independent Contractor|Duties:I just coach kids|StrtDt:09-01-25|TotHrs/mon:10|TrdHrs/mon:0|OBA-101467|OrgNmn:C3 Submerged LLC|Org Addr:Makawao,Hawaii,US|OBA Nature:Small partnership LLC, 50% own|Invst Rel:N|Title:Partner|Duties:Photography, Accounting, Travel, Sales, etc.|StrtDt:11-03-06|TotHrs/mon:10|TrdHrs/mon:0|OBA-101489|OrgNmn:Aqua Diving Academy|Org Addr:Portland,Maine,US|OBA Nature:Scuba Diving Store, selling eq|Invst Rel:N|Title:Employee and/or Instructor|Duties:I teach scuba classes from time to time and also help out in the retail store from time to time|StrtDt:12-14-01|TotHrs/mon:5|TrdHrs/mon:0|OBA-101490|OrgNmn:Seacoast United Soccer Club - Maine|Org Addr:Portland,Maine,US|OBA Nature:Youth Soccer Club, teaching, c|Invst Rel:N|Title:Employee|Duties:I am a Head coach for one youth team and assist on a few others|StrtDt:11-01-21|TotHrs/mon:12|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-21
  • S66 Uniform Combined State Law Examination
    2024-12-21

View on SEC IAPD

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