Best Investors Account Sign in

Sophie Rose Lorenzo

Mml Investors Services, LLC

Charlotte, NC

Charlotte, NC

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-31
  • NC RA
    APPROVED
    Since 2024-05-31

Branch Locations

Charlotte, NC • United States

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Charlotte NC 11/2023 Present
Mml Investors Services, Llc Charlotte NC 08/2023 Present
Mclawhorn And Russel, Pllc Raleigh NC 05/2022 07/2022
Judge Cordero Washington D.C. DC 05/2021 08/2021
Nc Youth Conservation Corps Raleigh NC 06/2018 07/2018
Four Corners Chapel Hill NC 08/2021 04/2023
Dunkin' Donuts Charlotte NC 06/2019 07/2019
Marvin Ridge High School Waxhaw NC 05/2015 05/2019
Unc Chapel Hill Chapel Hill NC 05/2019 05/2023
  • 11/2023 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
  • 08/2023 → Present
    Mml Investors Services, Llc
    Charlotte, NC
  • 05/2022 → 07/2022
    Mclawhorn And Russel, Pllc
    Raleigh, NC
  • 05/2021 → 08/2021
    Judge Cordero
    Washington D.C., DC
  • 06/2018 → 07/2018
    Nc Youth Conservation Corps
    Raleigh, NC
  • 08/2021 → 04/2023
    Four Corners
    Chapel Hill, NC
  • 06/2019 → 07/2019
    Dunkin' Donuts
    Charlotte, NC
  • 05/2015 → 05/2019
    Marvin Ridge High School
    Waxhaw, NC
  • 05/2019 → 05/2023
    Unc Chapel Hill
    Chapel Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-15
  • S66 Uniform Combined State Law Examination
    2024-05-15

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor