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John Spencer Rothschild Dame

Rothschild Capital Partners

Washington Dc, DC

New York, NY

CRD 7797829

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Employer firm

Rothschild Capital Partners CRD 161688

$470M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rothschild Capital Partners

5 East 82Nd Street #3, New York, NY 10028 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-06-25
DC RA APPROVED 2024-07-09
FL RA APPROVED 2024-05-30
NJ RA APPROVED 2024-05-29
IL RA APPROVED 2024-01-30
MD RA APPROVED 2024-01-30
NY RA APPROVED 2024-01-30
  • VA RA
    APPROVED
    Since 2025-06-25
  • DC RA
    APPROVED
    Since 2024-07-09
  • FL RA
    APPROVED
    Since 2024-05-30
  • NJ RA
    APPROVED
    Since 2024-05-29
  • IL RA
    APPROVED
    Since 2024-01-30
  • MD RA
    APPROVED
    Since 2024-01-30
  • NY RA
    APPROVED
    Since 2024-01-30

Branch Locations

Washington Dc, DC • United States

5 East 82Nd Street #3, New York, NY 10028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Georgetown University Law Center Washington Dc DC 08/2015 05/2017
Montgomery County Circuit Court Rockville MD 08/2017 08/2018
Feldman Jackson Pc Bethesda MD 09/2018 03/2023
N/A Washington Dc DC 05/2017 08/2017
Rothschild Capital Partners New York NY 04/2023 Present
  • 08/2015 → 05/2017
    Georgetown University Law Center
    Washington Dc, DC
  • 08/2017 → 08/2018
    Montgomery County Circuit Court
    Rockville, MD
  • 09/2018 → 03/2023
    Feldman Jackson Pc
    Bethesda, MD
  • 05/2017 → 08/2017
    N/A
    Washington Dc, DC
  • 04/2023 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-02
  • S65 Uniform Investment Adviser Law Examination
    2024-01-02

View on SEC IAPD

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