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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-29 |
Branch Locations
620 S Tryon St, Charlotte, NC 28255 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 03/2025 | Present |
| Linden Thomas & Company Securities Llc | Charlotte | NC | 08/2023 | 03/2025 |
| Charlotte Mecklenburg Schools | Charlotte | NC | 07/2020 | 06/2023 |
| The Indigo Road | Charlotte | NC | 06/2021 | Present |
| Vail Resorts | South Lake Tahoe | CA | 10/2018 | 05/2019 |
| Rutledge Cab Company | Charleston | SC | 03/2017 | 10/2018 |
| Duvall Catering | Charleston | SC | 08/2014 | 03/2017 |
| Fitzgerald's | Charlotte | NC | 08/2019 | 04/2020 |
| Salthouse Catering | South Lake | CA | 05/2018 | 08/2018 |
| Osi Resataurant | Charlotte | NC | 04/2019 | 06/2019 |
| Crestview Management | Charlotte | NC | 11/2020 | 05/2021 |
| Southpark Hotel | Charlotte | NC | 06/2021 | 12/2024 |
| Dewberry Group | Charleston | SC | 12/2016 | 04/2017 |
Name of other business The Indigo Road Hospitality Group Whether the business is investment- related No Address of the other business Charlotte NC Nature of the other businessHospitality Industry Your position Banquet Server Title, or relationship with the other businessHospitality Industry Start of your relationship June 2021 Approximate number of hours/ month you devote to the other business <8 hours Number of hours you devote to the other business during securities trading hours0 hours Briefly describe your duties relating to the other business I occasionally help out Indigo Road as a Banquet Server at the Hyatt Centric in Charlotte, NC. We host events and provide exceptional service to clients while ensuring all facets of the event are running according to plan.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-29 |
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