Brian Patrick Moore

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31
IL	RA	APPROVED	2025-03-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	07/2024	Present
Wintrust Financial Corporation	Rosemont	IL	06/2022	08/2022
Alpine Food Shop	Westchester	IL	10/2018	04/2022
Analystsolutions	Kildeere	IL	05/2023	07/2023
Northwestern Mutual Investment Services	Milwaukee	WI	08/2023	05/2024
Marquette University	Milwaukee	WI	08/2020	05/2024
Unemployed	N/A	IL	10/2014	09/2018

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
06/2022 → 08/2022

Wintrust Financial Corporation

Rosemont, IL
10/2018 → 04/2022

Alpine Food Shop

Westchester, IL
05/2023 → 07/2023

Analystsolutions

Kildeere, IL
08/2023 → 05/2024

Northwestern Mutual Investment Services

Milwaukee, WI
08/2020 → 05/2024

Marquette University

Milwaukee, WI
10/2014 → 09/2018

Unemployed

N/A, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-20